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Senior Compliance Monitoring Associate

Posted 7 days 21 hours ago by Jobtailor

Permanent

Full Time

Other

Dublin, Ireland

Job Description

Monitor compliance with Compliance Framework, including Policy & Procedures Review
Monitoring compliance with the firm's, Market Abuse Regulation, MiFID II, MiFIR, Financial Crime and CPC obligations
Periodic reviews of the suitability of portfolios held by advisory and discretionary clients
Involvement in development of new tests and execution of monitoring program
Maintenance of records and continuous improvement of processes and procedures
Liaising with Central Bank and FCA as well as Takeover Panel, Euronext and LSE
Administrative compliance support as required
Assist management with designated compliance projects and assignments

Requirements

5 years plus experience in a regulated financial services environment
Certificate level qualifications an advantage, or commitment to work towards these
Degree or master's in business, Finance, Economics or a related discipline
Experience in financial services industry preferable
A high level of initiative and enthusiasm, a problem solving attitude
Strong attention to detail
A team player
Ability to prioritise tasks and work to tight deadlines
Interest in keeping abreast of developments in area of responsibility and regulation generally
Proficient IT skills particularly MS Excel.

Core Competencies

Demonstrates expertise in compliance monitoring and regulatory frameworks within the financial services sector, with a strong focus on Market Abuse Regulation, MiFID II, and Financial Crime obligations. Proficient in maintaining compliance records and improving processes while collaborating with regulatory bodies.

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