Senior Compliance Monitoring Associate

Posted 7 days 21 hours ago by Jobtailor

Permanent
Full Time
Other
Dublin, Ireland
Job Description
  • Monitor compliance with Compliance Framework, including Policy & Procedures Review
  • Monitoring compliance with the firm's, Market Abuse Regulation, MiFID II, MiFIR, Financial Crime and CPC obligations
  • Periodic reviews of the suitability of portfolios held by advisory and discretionary clients
  • Involvement in development of new tests and execution of monitoring program
  • Maintenance of records and continuous improvement of processes and procedures
  • Liaising with Central Bank and FCA as well as Takeover Panel, Euronext and LSE
  • Administrative compliance support as required
  • Assist management with designated compliance projects and assignments
Requirements
  • 5 years plus experience in a regulated financial services environment
  • Certificate level qualifications an advantage, or commitment to work towards these
  • Degree or master's in business, Finance, Economics or a related discipline
  • Experience in financial services industry preferable
  • A high level of initiative and enthusiasm, a problem solving attitude
  • Strong attention to detail
  • A team player
  • Ability to prioritise tasks and work to tight deadlines
  • Interest in keeping abreast of developments in area of responsibility and regulation generally
  • Proficient IT skills particularly MS Excel.
Core Competencies

Demonstrates expertise in compliance monitoring and regulatory frameworks within the financial services sector, with a strong focus on Market Abuse Regulation, MiFID II, and Financial Crime obligations. Proficient in maintaining compliance records and improving processes while collaborating with regulatory bodies.

Highest-signal resume keywords
  • Compliance Monitoring
  • Regulatory Frameworks
  • Financial Services Experience
  • Attention To Detail
  • Proficient IT Skills
ATS Optimization Keywords Hard Skills
  • Compliance Framework
  • Policy & Procedures Review
  • Portfolio Suitability Review
  • Monitoring Program Development
  • Record Maintenance
  • Financial Crime Compliance
  • MiFID II
  • Market Abuse Regulation
  • CPC Obligations
  • Regulatory Reporting
Soft Skills
  • Problem Solving
  • Team Player
  • Initiative
  • Enthusiasm
  • Task Prioritization
Certifications & Qualifications
  • Certificate Level Qualifications
Industry Keywords
  • Regulated Financial Services
  • Central Bank
  • FCA
  • Takeover Panel
  • Euronext
  • LSE
Tools & Technologies
  • MS Excel