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Compliance Officer

Posted 2 days 19 hours ago by Selby Jennings

Permanent
Not Specified
Other
Noord-Holland, Netherlands
Job Description

Our client is a leading proprietary trading firm based in Amsterdam, renowned for its cutting-edge high-frequency and quantitative trading strategies across global markets. With a focus on liquid products, the firm combines advanced technology with deep market expertise to maintain a competitive edge. As the firm continues to scale, they are seeking a proactive and knowledgeable Compliance Officer to join their dynamic team. As a Compliance Officer, you will play a pivotal role in ensuring the firm's trading operations remain fully compliant with applicable regulations, particularly MiFID II and MAR. You will act as a trusted advisor to the trading desk, monitor trading activities, and help strengthen the firm's compliance control framework.

Key Responsibilities

  • Provide real-time and strategic compliance advisory support to trading and operational teams.
  • Conduct surveillance of electronic communications and trading activity to detect potential market abuse or policy breaches.
  • Identify, assess, and remediate gaps in the compliance control framework.
  • Monitor regulatory developments and ensure timely implementation of relevant changes.
  • Collaborate with internal stakeholders to enhance policies, procedures, and training programs.
  • Support regulatory reporting and audit processes.
  • Maintain strong relationships with regulators and external compliance partners.

Ideal Candidate Profile

  • Proven experience in a compliance role within a trading environment, preferably proprietary or algorithmic trading.
  • Strong understanding of MiFID II, Market Abuse Regulation (MAR), and other relevant EU financial regulations.
  • Familiarity with trading products such as equities, ETFs, futures, and options.
  • Experience with surveillance systems and tools used for monitoring trading and communications.
  • Analytical mindset with the ability to interpret complex regulatory texts and apply them pragmatically.
  • Excellent communication skills and the ability to work effectively in a fast-paced, tech-driven environment.
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