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Wealth Compliance Strategy Lead

Posted 4 days 4 hours ago by Page Executive

Permanent
Full Time
Other
Lincolnshire, New York, United Kingdom, LN4 4
Job Description
A top tier bank is looking for a Compliance Director to shape compliance strategy for its wealth management sector. The role requires extensive experience in compliance within consumer banking and wealth management, working with senior leaders to ensure regulatory alignment. Candidates should have over 10 years of compliance experience, strong knowledge of OCC, SEC, and FINRA regulations, and a bachelor's degree. An advanced degree is preferred. Competitive salary ranges from $127,000 to $210,000.
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