Trainee Compliance Administrator

This role offers an excellent introduction to compliance within the funds sector. You'll gain exposure to AML reviews, client due diligence and regulatory processes while developing specialist knowledge in a highly sought-after area of financial services.

Duties for this role include, but are not limited to:

• Assisting with client onboarding and due diligence reviews.
• Supporting client risk assessments and periodic reviews.
• Undertaking CDD and compliance-related checks.
• Assisting with transaction monitoring activities.
• Preparing compliance monitoring reports and management information.
• Supporting CO and MLCO reporting requirements.
• Monitoring compliance mailboxes and prioritising workflow.
• Liaising with clients and stakeholders to obtain information and documentation.

Skills / Qualifications

The ideal candidate will be educated to A-Level standard, degree level or equivalent and demonstrate an interest in compliance, AML and financial services regulation. Previous exposure to compliance or the funds industry would be advantageous but is not essential. They will possess strong organisational skills, attention to detail and the ability to work accurately within a regulated environment. The successful candidate will be proactive, analytical and committed to ongoing professional development.