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Tech-Driven Chief Compliance & Adviser Standards

Posted 5 days 17 hours ago by Clayton Davies

Permanent
Full Time
Other
England, United Kingdom
Job Description

Clayton Davies is seeking a Head of Compliance & Adviser Standards to lead regulatory oversight and adviser supervision in a growing wealth management business. This role will shape governance, drive compliance strategy and champion technology-driven monitoring to improve customer outcomes.

Reporting to senior leadership, you will design assurance programmes, oversee AML and financial crime controls, and partner with regulators, auditors and internal stakeholders on strategic initiatives and

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