Senior Compliance Executive- Oversight & Assurance

Senior Compliance Executive- Oversight & Assurance

• CITY: London COUNTRY: United Kingdom
• JOB FUNCTION: Compliance
• JOB TYPE: Full time

We have the opportunity for a Senior Compliance Executive - Oversight & Assurance to join our Compliance team at Tokio Marine Kiln. Reporting to the Compliance Manager - Oversight & Manager you will support the delivery and maturity of TMK's oversight and assurance framework. You will also conduct assurance reviews, monitoring activity, and help foster a strong compliance culture across the business.

Key responsibilities include:

Assurance & Monitoring

Delivering elements of the annual Oversight & Assurance Plan.

Conducting assurance reviews (scoping, testing, reporting) and maintaining records.

Tracking remediation actions and performing regular monitoring and investigations.

Identifying, analysing, and escalating incidents, breaches, and areas of concern.

Frameworks & Tools

Supporting the development of TMK's Oversight & Assurance framework.

Helping design and maintain compliance templates/tools (e.g., AuditBoard).

Contributing to the wider Compliance Framework and policy management.

Stakeholder Engagement & Reporting

Working with stakeholders to support assurance activities.

Enhancing MI and producing clear, insightful reporting for governance committees.

Culture & Regulatory Compliance

Promoting a strong compliance culture and awareness of regulatory expectations.

Meeting PRA/FCA Conduct Rule standards and financial crime obligations.

Supporting diversity, inclusion, and continuous improvement initiatives.

What you'll bring

Degree in Business, Finance, or related field.

Demonstrable experience in Compliance, Risk, Audit, FCA, Delegated Authority, or Underwriting roles.

Skilled in Microsoft Office, GRC tools (e.g., AuditBoard), and data analytics.

Experience in Insurance/London Market preferred; ICA/CII beneficial.

Skills & behaviours

Strong attention to detail and structured working style.

Ability to collaborate, multitask, and manage competing priorities.

Familiarity with regulatory requirements and confidence working independently.

You'll play a key role in strengthening TMK's compliance environment-bringing structure, insight, and assurance to how we manage regulatory risk. This role offers meaningful ownership, cross functional exposure, and the chance to shape a forward looking compliance framework.

Please click here to view Job Description.

The successful candidate will be welcomed into the TMK family to help us further our purpose of enabling our clients to fulfil their ambitions whilst benefiting society and our people. We are committed to ensuring a safe, open, inclusive and empowering environment in which all of our people can thrive. All employees have the opportunity to join one or a number of inclusion network groups or take part in CSR and charitable activities. TMK is signed up to the Disability Confident Employer Scheme and we also accommodate flexible working, subject to the TMK flexible working policy.

As an underwriting firm with over 140 years' experience of protecting clients from changing risks we put our confidence in the ability and talent of our people. We aim to be a 'Good Company' and this means being a great and inclusive company to do business with and being a great place to work. Our culture is founded on our core values of empowerment, inclusion, excellence, integrity, teamwork and innovation. We seek to recruit the best talent by endeavouring to reach diverse talent pools, offering dynamic working arrangements and investing in development.

To make your experience as comfortable as possible, please let us know if you require any reasonable adjustments or additional assistance during your application process. At Tokio Marine Kiln we are here to support you, please be reassured that we will do all that we can to ensure that your specific needs are met. Please reach out to in confidence, to discuss any specific assistance or requirements that you have.

If you are interested in this vacancy and would like to apply or find out more, please follow the links to apply. You can also share this vacancy with your network using a number of social media platforms.