MiFID Underreporting Consultant

Overview

G MASS are working with a leading investment bank on a critical MiFID reporting project. An initial review of the reporting population has already been completed and the remaining underreported transactions now require detailed investigation and remediation.

Responsibilities

• Review and analyse transactions to identify true underreporting instances.
• Conduct in-depth data analysis on millions of rows to find and correct reporting errors.
• Assess the regulatory impact of missing or misreported data under MiFID reporting obligations.
• Leverage outputs from Kaizen RegTech software as part of the review process.
• Remediate reporting issues and provide clear documentation of approach and outcomes.
• Produce regular reporting / MIS on analysis and remediation progress.
• Engage with internal stakeholders to ensure findings are communicated effectively and remediation is implemented.

Qualifications

• Proven expertise in MiFID II transaction reporting and product knowledge.
• Demonstrable experience in a data-heavy role, comfortable working with large transaction data sets.
• Strong analytical skills with a meticulous, detail-oriented approach.
• Direct experience with Kaizen RegTech or similar regulatory technology is highly desirable.
• Background in investment banking or a similar financial institution, preferably within a regulatory or transaction reporting function.
• Excellent communication skills for reporting findings to management and stakeholders.

Initial 3-month contract with possibility of further extension. Paying in the region of £55,000 - £60,000 per annum.