Mifid Transaction Reporting Analyst

Job Opportunities in London

Quick Registration: First Name , Last Name , e-mail , Phone , Sector Location

Our client is a prominent firm in the financial sector based in London.

Available Positions:

• Client Onboarding KYC Associate: 5 days a week in London
• Administration Assistant - Financial Services

Additional details:

• Date: 18 Aug 2023
• Sector: FINANCIAL MARKETS
• Type: Permanent
• Location: London
• Salary: £70,000 - 75,000 per annum
• Email:
• Ref: db3485

We are seeking candidates with experience in Transaction/Trade Reporting, including:

• Take Over and Mergers Reporting
• MiFID Transaction Reporting
• Shareholder Reporting
• Issuer Holding Requests
• Short Selling Reporting
• Knowledge of regulations such as MiFID, EMIR, AIFMD, and the Transparency Directive

The role involves implementing transaction reporting procedures in the London office, overseeing back-office controls, ensuring regulatory compliance, maintaining exchange memberships, and updating product information.

Key responsibilities:

• Liaising with broking desks on IT, Compliance, and Client matters
• Understanding broker commissions
• Ensuring back-office coverage and trade reporting accuracy
• Supervising error handling and escalation processes
• Overseeing trade submissions and reconciliation
• Coordinating team training sessions
• Maintaining exchange memberships and updating product systems
• Ensuring compliance with post-Brexit regulations

Additional duties include preparing reports for desk meetings, updating promotional policies in line with compliance, liaising with Credit Control, and resolving payment issues.