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ETF Compliance Advisory Manager

Posted 6 hours 54 minutes ago by Actus Search

Permanent
Full Time
Legal Jobs
England, United Kingdom
Job Description

Compliance Advisory Manager

Location: London

Working pattern: 4 days in office / 1 day from home

We are partnering with a leading global asset manager to hire a Compliance Manager to support its growing EMEA ETF business.

This is a high-visibility advisory role with exposure across the full ETF product lifecycle. You'll work closely with Product, Distribution, Investments, Legal and Compliance, providing practical, commercially focused compliance advice.

Key responsibilities
  • Act as a trusted Compliance Advisory partner to the EMEA ETF business.
  • Review new ETF proposals and advise on compliance considerations through launch.
  • Support changes to existing products, including product governance and regulatory implications.
  • Review PRIIPs KIDs and other investor-facing product documentation.
  • Assess ETF regulatory developments and translate them into clear business actions.
  • Support regulatory-change implementation, business readiness and stakeholder training.
  • Promote fair customer outcomes, sound governance and effective conflicts management.
What we're looking for
  • Compliance Advisory experience within asset management
  • Experience across ETFs, UCITS or product advisory
  • Strong understanding of fund structures and investment fund regulation
  • Strong stakeholder management skills and the ability to provide pragmatic, commercial advice

This is an excellent opportunity to join a growing EMEA ETF platform, gain exposure to senior stakeholders and develop deeper specialist expertise within ETF compliance.

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