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Control Room Analyst: Compliance & Conflicts Oversight

Posted 34 minutes 53 seconds ago by Aplaro Ltd

Permanent
Full Time
Other
Tyne And Wear, Shiremoor, United Kingdom, NE270
Job Description

TPG in New York is seeking an Analyst to join its Compliance team. You will implement the global Control Room strategy, maintain watch lists, and ensure regulatory obligations are met while safeguarding conflicts of interest.

The role requires a Bachelor's degree and 1+ years in financial compliance; you will collaborate with business, legal, and compliance colleagues, handling information barriers and trade requests, with FINRA SIE to be completed within 9 months.

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