Compliance Officer - Dublin

Compliance Officer - Dublin

Atrium EMEA are looking for an accomplished Compliance Officer to support this team with enhancing its client asset framework. You will be working alongside the Head of Client Asset Oversight (HCAO) and relevant first-line stakeholders and will provide independent practitioner challenge across the client asset control environment. The assignment combines review of key regulatory and control artefacts, thematic assessment of breaches and remediation and external peer insight. This is not a PCF role: this temporary placement will support the HCAO.

- Review the overall design and maturity of Client Asset Framework against the CBI Client Asset Requirements
- Assess whether the Client Asset programme components work together coherently: governance, risk framework, controls, procedures, MI and breach management.
- Review of regulatory and control framework for client assets
- Provide senior challenge to rule-to-risk-to-control inventory/Client Asset Risk Matrix.
- For client assets, assess completeness of regulatory applicability and review the control design to assess whether mapped controls substantively address the intended regulatory outcomes.
- Bring external senior practitioner experience and peer insight to challenge client asset arrangements, including how comparable firms structure controls, oversight and accountability, and identify opportunities to strengthen or simplify the framework.
- Artefact review and quality challenge
- Review the key client asset artefacts including: Client Asset Applicability Matrix (CAAM)/Client Asset Regulatory Mapping (CARM)/Client Asset Management Plan (CAMP)/Client Assets Key Information Document (CAKID)
- Policies and operating procedures/Breach logging and materiality assessment framework
- Reconciliation documentation/Training and competency materials
- Client asset governance reporting: Review the structure, content and effectiveness of client asset reporting to internal Risk Committees and the Board.
- Assess whether client asset reporting provides a clear view of breaches, risks, control effectiveness, remediation and emerging issues.
- Assess whether reporting supports effective oversight, challenge and decision-making of the client asset framework

Click Apply now/Contact Lianne to be considered for the Compliance Officer - Dublin role