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Compliance Manager
Posted 2 days 11 hours ago by Ashdown Group
A dynamic and customer-focused Claims and Compensation company is seeking an experienced and detail-oriented Compliance Manager. The ideal candidate will ideally have a solid understanding of the Financial Conduct Authority (FCA) regulations within a Claims Management environment as well as general compliance frameworks and the regulatory landscape within the UK financial services industry. You will play a key role in ensuring the company meets all regulatory obligations, mitigating compliance risks, whilst maintaining a culture of ethical business practices.
Essential Experience, Skills & Qualifications:
- In-depth knowledge of FCA regulations and the UK financial services regulatory environment.
- Proven experience in a compliance management role, ideally within a financial services firm.
- Strong understanding of regulatory reporting, audits, and compliance risk management.
- Experience working with FCA regulatory submissions and reporting.
- Ability to interpret complex regulations and advise senior management accordingly.
- Strong communication skills, with the ability to interact effectively with senior leadership, external regulators, and internal stakeholders.
- Detail-oriented, with strong analytical and problem-solving abilities.
Desirable:
- Relevant compliance qualifications (eg, ICA Diploma in Compliance, CISI, or similar).
- Experience in an FCA-regulated firm such as a bank, insurance company, investment firm or claims management environment.
- Knowledge of industry-specific regulations beyond the FCA, such as GDPR, anti-money laundering (AML), and Financial Crime.
This fantastic new role is to be based in the company's office in Liverpool city centre and offers a competitive salary of £50,000-£65,000 DOE as part of a generous remuneration package. This is a fantastic opportunity to make an impact in a crucial role within a rapidly evolving industry.
Ashdown Group
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