Compliance Manager

Lawes is supporting a well-regarded insurance business in the search for a proactive and knowledgeable Compliance-Manager to maintain and enhance an effective compliance framework across the organisation's commercial insurance operations while ensuring adherence to FCA requirements and Consumer-Duty standards

RESPONSIBILITIES

• Review and update compliance policies including SMCR responsibilities
• Keep documents organised with clear version control
• Create and manage the annual compliance plan
• Carry out second-line checks on files and report any issues or improvements
• Help with FCA submissions and authorisations when needed
• Join management meetings and share updates on Consumer-Duty
• Respond to insurer audit requests and attend audits if required
• Handle checks and records for third-party suppliers and insurers

DAY-TO-DAY

• Make sure policies stay current with changing regulations
• Complete internal audits and keep the risk register up to date
• Pull together MI for Consumer-Duty reporting
• Track complaints GDPR issues and customer vulnerability cases
• Stay informed on regulatory updates through webinars and industry news
• Work closely with the team to support strong compliance practices

EXPERIENCE

• Background in insurance compliance essential
• Good knowledge of FCA rules SMCR and Consumer-Duty
• Hands-on experience managing compliance policies and plans
• Experience in commercial insurance a plus

SKILLS

• Excellent organisation and attention-to-detail
• Clear and confident communication
• Strong analytical mindset with a practical approach
• Able to work independently and speak confidently in meetings
• Good time management and able to balance tasks effectively

If you have the relevant experience or know someone that does please contact me now on or email us at

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