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Compliance Associate - Hedge Fund

Posted 1 day 14 hours ago by Upward Trend

Permanent
Full Time
Other
London, United Kingdom
Job Description

Compliance Associate - Equity Long/Short Hedge Fund (London)


Permanent Full-Time role


Salary: £80-100k (dependent on experience) + bonus + excellent benefits


Our client, a multibillion Equity Long/Short Hedge Fund, part of a $75bn group, is currently seeking a dynamic Compliance Associate to join its growing Compliance Team in London.


This individual will be the third member of the UK Compliance Team and will provide general support in a variety of areas. They will report directly to the UK Chief Compliance Officer.


Responsibilities & Goals


  • Provide general support to the compliance team in a broad range of areas, growing as the Firm develops.
  • Responsibility for employee onboarding and compliance matters including the management of compliance certifications, personal account dealing requests and holdings disclosures, and gifts/entertainment requests and disclosures.
  • Assisting with numerous daily compliance processes - including providing redundancy on certain key tasks such as short/long position disclosures and transaction reporting.
  • Administration of the Firm's training program, including the maintenance of relevant training logs.
  • Supporting the Firm's compliance framework for research consumption.
  • Processing KYC requests from brokers and other service providers.
  • Assisting the Firm with its general recordkeeping obligations.
  • Monitoring of domestic and international policy and regulatory developments.
  • Involvement in firm's compliance projects globally, including implementation of regulatory changes and ongoing improvement of compliance systems.


Education & Experience


  • 3 years'+ experience of compliance or financial regulatory matters at an asset manager, bank, law firm, regulator, consultant, or other relevant institution.
  • Bachelor's degree, 2:1 or higher. Law, economics or a finance-based subject is preferable, but not essential.


Required Skills/Characteristics


  • Self-starter, with an emphasis on achieving goals and completing tasks to a very high standard.
  • Excellent attention to detail.
  • Ability to work independently and to take ownership of tasks within a collaborative team structure, including strong interpersonal skills.
  • Strong written and verbal communications skills.
  • Excellent organisational skills.
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