Compliance Analyst

Compliance Analyst, Surrey. Up to £48,000 plus benefits.

This is an excellent opportunity for someone to further develop and build their career within Compliance. This role is supporting the current Compliance Manager, with a view to moving into their role within the next 2-3 years. Excellent training and development will be provided in all areas of Compliance including exam support if required.

The role:

• Supporting the Compliance Manager in the delivery of technical compliance advice and support to the business and provide technical and administrative support to the Compliance Team.
• Assist the Compliance Manager with creating, updating and maintaining compliance policies, procedures and frameworks.
• Assist the compliance manager with internal training on new or changes to existing legislations.
• To provide support and research to the Compliance Manager for training presentations on subjects such as Consumer Duty, data protection and AML.
• Maintain records and logs on compliance areas such as SPSs, exams, complaints, data breaches, document versions, qualifications, KPIs etc.

To apply:

• You must have gained experience in Compliance in a similar role in Financial Services (Investments, Pensions or Mortgages).
• Strong communication skills, able to demonstrate the ability to communicate at various levels.
• Excellent attention to detail and able to produce accurate work first time of asking.
• Ideally experience in Data Analysis, demonstrating the ability to interpret key data.

For further information about this and many other great opportunities within Compliance, please contact Synchronicity Wealth.