Compliance Analyst

Job Title: Compliance Analyst

Job Description

We are seeking an interim compliance professional to assist with critical project work over the next 3-4 months. This position is within a leading financial services organisation based in central London.

• Conduct and lead compliance monitoring reviews, including planning, fieldwork, testing, and reporting.
• Provide advice on regulatory developments and assist in implementing related actions.
• Follow up on compliance findings and oversee the completion of actions.
• Provide subject-matter expertise on product governance frameworks under PROD 3, COLL, and Consumer Duty.
• Review and challenge product proposals and product change documentation.
• Support second-line review of the established Assessment of Value (AoV) process.
• Contribute to Consumer Duty reviews, ensuring compliance with outcomes testing, management information, and governance expectations.
• Advise on regulatory implications of fund changes, including mergers, closures, and share class changes.
• Contribute to Compliance management information, reporting to governance committees, and preparing Board-level packs.
• Provide regulatory input into business projects and initiatives as required.

• Experience in compliance, risk management, and AML.
• Understanding of regulatory compliance and regulations.
• Proficiency in Consumer Duty, quality assurance, and reporting.
• Detail-oriented with experience in financial services and asset management.
• Strong skills in risk analysis.

This role offers the opportunity to work within a prestigious financial services organisation located in the heart of London. Engage in critical projects and enhance your expertise in compliance while contributing to impactful regulatory and governance frameworks.

The role is based in a central London office, fostering a professional and dynamic work environment. It involves working with cutting-edge compliance technologies and requires a high level of attention to detail and regulatory knowledge.

London, UK

Trading as TEKsystems. Allegis Group Limited, Bracknell, RG12 1RT, United Kingdom. No Allegis Group Limited operates as an Employment Business and Employment Agency as set out in the Conduct of Employment Agencies and Employment Businesses Regulations 2003. TEKsystems is a company within the Allegis Group network of companies (collectively referred to as "Allegis Group"). Aerotek, Aston Carter, EASi, Talentis Solutions, TEKsystems, Stamford Consultants and The Stamford Group are Allegis Group brands. If you apply, your personal data will be processed as described in the Allegis Group Online Privacy Notice available at our website.

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