Compliance Administrator

Compliance Administrator - Financial Planning

Warrington (Office Based)

£30,000 - £35,000 + Comprehensive Benefits + Exam Support

It is looking for a detail-driven Compliance Administrator to join a growing Financial Planning firm in Warrington. This is a fantastic opportunity for someone who enjoys working in a structured environment and wants to build a long-term career in compliance within financial services.

The Compliance Administrator Role

Working closely with the compliance team and advisers, you will help ensure the firm operates within regulatory requirements while maintaining high standards of client service.

Compliance Administrator - Key Responsibilities

• Supporting the compliance function with day-to-day administrative tasks
• Conducting file reviews to ensure regulatory standards are met
• Maintaining accurate compliance records and documentation
• Assisting with internal audits and monitoring activities
• Supporting advisers with regulatory queries and best practice guidance
• Helping implement and monitor compliance policies and procedures

Compliance Administrator - About You

• Experience in financial services administration or compliance (ideally within financial planning/wealth management)
• Strong attention to detail and organisational skills
• Good understanding of regulatory frameworks within financial services (desirable)
• Confident communicator with the ability to work collaboratively
• Ambition to develop within compliance and financial services

Compliance Administrator - What's on Offer

• Salary: £30,000 - £35,000
• Full exam support for relevant professional qualifications
• Comprehensive benefits package
• Clear progression within compliance
• Supportive and professional working environment
• Office-based role in Warrington

If you're looking to build a career in compliance within financial planning and want to join a supportive firm that invests in your development, please get in touch