Authorisations Caseworker

Financial Services Case Worker - Southampton, £30,000

Your new company
You'll be joining a well-established and respected financial services organisation with a strong focus on regulatory excellence and adviser support. The company is known for its collaborative culture, commitment to innovation, and dedication to maintaining a safe and compliant environment for its clients and partners.
Your new role
Location: Southampton or Home-based (UK)
Hours: 35 or 40 hours per week
Contract: Permanent
As an Authorisations Caseworker, you'll play a key role in the onboarding process for new financial advisers and firms. You'll be responsible for conducting thorough due diligence checks, verifying identity, employment history, financial stability, and more - to ensure applicants meet regulatory and business standards. You'll also manage applications for regulatory authorisation and make decisions based on internal business criteria.
This is a front-line role that directly supports business growth while maintaining high standards of compliance and professionalism.

This role can be considered as a remote option for the right candidate.

What you'll need to succeed
To thrive in this role, you'll need:

• Experience in Financial Services and FCA Regulatory environments
• A professional and welcoming approach to stakeholder engagement
• An inquisitive mindset and a risk-based approach to decision-making
• Strong organisational skills and the ability to manage workloads under pressure
• Confidence in communicating with stakeholders and supporting team members
• A proactive attitude toward change and technology
• Proficiency in Microsoft Excel and Word

What you'll get in return
This role offers a competitive benefit package, including:

• Holiday: 26 days (182 hours)
• Performance Incentive Scheme
• Pension Scheme: Non-contributory with options to enhance
• Private Medical Insurance: Single cover with upgrade options
• Life Assurance: 4x your salary
• Income Protection: 75% of salary after 26 weeks of absence
• Flexible Benefits: Customisable options via salary deduction

What you need to do now
If you're interested in this role, click 'apply now' to forward an up-to-date copy of your CV, or call us now.
If this job isn't quite right for you, but you are looking for a new position, please contact us for a confidential discussion about your career.
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