Advice Quality Lead: FCA Compliance & Outcome Focus

Ascot Lloyd group is seeking a Quality Assurance Specialist to oversee the compliance of financial planning advice and enhance advice quality. This role involves reviewing suitability reports and ensuring client files meet FCA requirements.

The ideal candidate will possess a Level 4 Diploma, along with strong analytical skills and experience in advice quality. This position aims to improve client outcomes through rigorous assessment and collaboration with various teams.