Wealth Management Compliance Lead - Flexible Working

Schroders in the UK seeks a Compliance Manager to oversee regulatory support for Wealth Management. You will advise front office, operations and others on regulatory and conduct requirements, ensuring client categorisation, appropriateness, conflicts of interest and inducements are properly managed.

You will review suitability assessments, monitor investments, and contribute to the Compliance Monitoring Programme while collaborating with senior management across the Wealth Management business.