T&C Partner: Regulatory Training & Compliance Lead

Posted 2 hours 59 minutes ago by Mattioli Woods Limited

Permanent
Full Time
Training Jobs
Leicestershire, Leicester, United Kingdom, LE1 1
Job Description

Mattioli Woods Limited is seeking a detail-oriented T&C Partner to drive day-to-day delivery of the Training & Competence scheme within the Wealth Division. You will work closely with T&C Supervisors, Wealth Management Directors, Compliance and the Group T&C Officer to ensure FCA SYSC compliance and SMCR obligations are met across the group.

The role requires ownership of scheme oversight, CPD, audit coordination and robust record-keeping, with a focus on timely observations, PDPs and