Senior Supervisor - Market Abuse Surveillance Supervision
Posted 5 hours 20 minutes ago by PSR Limited
Permanent
Not Specified
Banking & Financial Services Jobs
Not Specified, United Kingdom
Job Description
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This website is run by the Financial Conduct Authority. We are committed to inclusive design and ensuring that our web content is accessible to all.
For example, that means you should be able to:
AbilityNet has advice on making your device easier to use if you have a disability.
How accessible this website is We know some parts of this website are not fully accessible:
The Equality and Human Rights Commission (EHRC) is responsible for enforcing the Public Sector Bodies (Websites and Mobile Applications) (No. 2) Accessibility Regulations 2018 (the 'accessibility regulations'). If you're not happy with how we respond to your complaint, contact the Equality Advisory and Support Service (EASS) .
Technical information about this website's accessibility The Financial Conduct Authority is committed to making its website accessible, in accordance with the Public Sector Bodies (Websites and Mobile Applications) (No. 2) Accessibility Regulations 2018.
The content listed below is non-accessible for the following reasons.
Non-compliance with the accessibility regulations
Preparation of this Accessibility Statement This statement was prepared on 22nd July 2021. It was last reviewed on 22nd July 2021.
This website was last tested on 02/02/2021. Testing was carried out by Blazie Engineering using the Website Accessibility Conformance Evaluation Methodology (WCAG-EM) approach to deciding on a sample of pages to test.
Senior Supervisor - Market Abuse Surveillance Supervision page is loaded Senior Supervisor - Market Abuse Surveillance Supervision Apply locations London Leeds Edinburgh time type Full time posted on Posted 4 Days Ago time left to apply End Date: September 1, 2025 (14 days left to apply) job requisition id JR Senior Supervisor - Market Abuse Surveillance Supervision
Division - Enforcement and Market Oversight
Department - Market Oversight
Salary - National ranging from £52,400 to £65,500 London from £57,700 to £72,000 per annum (Salary offered will be based on skills and experience)
About the FCA
The FCA regulates the conduct of 45,000 firms in the UK to ensure our financial markets are honest, fair and competitive. Follow this link to find out more About the FCA .
The Market Abuse Surveillance Supervision (MASS) team is at the heart of our operation. MASS supervises firms' and trading venues' market abuse surveillance, which is the first line of defence in detecting and preventing market abuse. It ensures market participants have effective systems and controls in place to detect and report potential market abuse to the FCA through suspicious transaction and order reports (STORs). MASS co-ordinates most of our outreach to regulated firms through industry forums, round tables and public speaking at conferences and other industry events. Its market professionals support the FCA's monitoring of real-time events such as price spikes and potential 'fat finger' incidents which can result in disorderly markets, investigating the causes and liaising with internal stakeholders and relevant counterparties to assess the adequacy of their controls.
What will you be doing?
We are a Disability Confident Employer; therefore, disabled people or individuals with long-term conditions who best meet the minimum criteria for a role will go through to the next stage of the recruitment process. (To learn more about the Disability Confident Scheme Click Here )
Minimum
We are proud to be an inclusive employer and our ambition is to cultivate a culture for all employees that respects their individual strengths, views and experiences. We believe that our differences and similarities enable us to be a better organisation - one that makes better decisions, drives innovation and delivers better regulation.
Within the workplace you will have access to various employee resource groups which aim to promote and achieve a healthy work / life balance and support our diversity ambitions.
Did you know? 50% of our Executive Committee were the first in their family to attend university.
Benefits of working at the FCA
domain and its sub-domains. It does not apply to content on or other domains.
This website is run by the Financial Conduct Authority. We are committed to inclusive design and ensuring that our web content is accessible to all.
For example, that means you should be able to:
- zoom in up to 300% without the text spilling off the screen
- navigate most of the website using just a keyboard
- navigate most of the website using speech recognition software
- listen to most of the website using a screen reader (including the most recent versions of JAWS, NVDA and VoiceOver)
AbilityNet has advice on making your device easier to use if you have a disability.
How accessible this website is We know some parts of this website are not fully accessible:
- Checkboxes are not accessible using standard voice commands.
- Some radio buttons are not given group titles when tabbing to them using a screen reader.
- Edit combo fields with options lists can be difficult to navigate to with voice commands when the field is completed.
- The programmatic labelling of edit combo fields with options lists is not clear when using a screen reader.
- the web address (URL) of the content
- your name and email address
- the format you need - for example large print, braille or audio
The Equality and Human Rights Commission (EHRC) is responsible for enforcing the Public Sector Bodies (Websites and Mobile Applications) (No. 2) Accessibility Regulations 2018 (the 'accessibility regulations'). If you're not happy with how we respond to your complaint, contact the Equality Advisory and Support Service (EASS) .
Technical information about this website's accessibility The Financial Conduct Authority is committed to making its website accessible, in accordance with the Public Sector Bodies (Websites and Mobile Applications) (No. 2) Accessibility Regulations 2018.
The content listed below is non-accessible for the following reasons.
Non-compliance with the accessibility regulations
- Checkboxes are not accessible using standard voice commands such as "Click checkbox" and can only be accessed by using "Tab" commands. This fails WCAG 2.1 success criterion 1.3.1 ( Information & Relationships ).
- Some radio buttons are not given group titles when tabbing to them using a screen reader. This fails WCAG 2.1 success criterion 1.3.1 ( Information & Relationships ).
- Edit combo fields with options lists can be difficult to navigate to with voice commands when the field is completed. This fails WCAG 2.1 success criterion 1.3.1 ( Information & Relationships ).
- The programmatic labelling of edit combo fields with options lists is not clear when using a screen reader. This fails WCAG 2.1 success criterion 1.3.1 ( Information & Relationships ).
Preparation of this Accessibility Statement This statement was prepared on 22nd July 2021. It was last reviewed on 22nd July 2021.
This website was last tested on 02/02/2021. Testing was carried out by Blazie Engineering using the Website Accessibility Conformance Evaluation Methodology (WCAG-EM) approach to deciding on a sample of pages to test.
Senior Supervisor - Market Abuse Surveillance Supervision page is loaded Senior Supervisor - Market Abuse Surveillance Supervision Apply locations London Leeds Edinburgh time type Full time posted on Posted 4 Days Ago time left to apply End Date: September 1, 2025 (14 days left to apply) job requisition id JR Senior Supervisor - Market Abuse Surveillance Supervision
Division - Enforcement and Market Oversight
Department - Market Oversight
Salary - National ranging from £52,400 to £65,500 London from £57,700 to £72,000 per annum (Salary offered will be based on skills and experience)
About the FCA
The FCA regulates the conduct of 45,000 firms in the UK to ensure our financial markets are honest, fair and competitive. Follow this link to find out more About the FCA .
The Market Abuse Surveillance Supervision (MASS) team is at the heart of our operation. MASS supervises firms' and trading venues' market abuse surveillance, which is the first line of defence in detecting and preventing market abuse. It ensures market participants have effective systems and controls in place to detect and report potential market abuse to the FCA through suspicious transaction and order reports (STORs). MASS co-ordinates most of our outreach to regulated firms through industry forums, round tables and public speaking at conferences and other industry events. Its market professionals support the FCA's monitoring of real-time events such as price spikes and potential 'fat finger' incidents which can result in disorderly markets, investigating the causes and liaising with internal stakeholders and relevant counterparties to assess the adequacy of their controls.
What will you be doing?
- Supervision of the STOR regime, including conducting visits to firms, trading venues and other market participants to assess their market abuse surveillance arrangements and STOR policies and procedures
- Working with other FCA teams on the assessment of new trading venues and benchmark applications to establish if proposed surveillance processes and procedures are in accordance with the relevant legislation
- Liaising with industry participants including delivering formal presentations and written communications to help highlight market abuse surveillance issues
- Providing input into various projects and workstreams which relate to our area
- Be part of collaborative specialist visits to firms and trading venues, where you'll contribute your insights and learn from others
- Engage in a variety of dynamic surveillance projects and workstreams, designed to stretch your skills and encourage innovative thinking
- Build your expertise through hands-on experience with a wide range of complex and high-impact cases, supported by a knowledgeable and approachable team
- Work closely with colleagues across the FCA, fostering strong cross-team relationships and contributing to a shared mission of market integrity
- Connect with surveillance professionals across the industry, strengthening your network and staying informed on current best practices and challenges
We are a Disability Confident Employer; therefore, disabled people or individuals with long-term conditions who best meet the minimum criteria for a role will go through to the next stage of the recruitment process. (To learn more about the Disability Confident Scheme Click Here )
Minimum
- Proven experience in a market abuse surveillance role, or a related role within a regulatory body, financial services or consultancy firm
- Strong technical understanding of UK financial markets and instruments
- Good knowledge of relevant legislation including UK MAR and MiFID II
- Experience of identifying key risks of harm from a range of information, including written documents and large datasets
- Ability to deal confidently and persuasively with a wide variety of internal and external stakeholders
- Strong verbal and written presentation skills, with the ability to explain clearly and succinctly complex situations
- Ability to manage several workstreams at once, ensuring issues are prioritised effectively and progressed on a timely basis
- Proven experience of being able to work unaccompanied with a range of stakeholders, and influence people to achieve desired outcomes
- Has enthusiasm, drive and flexibility
We are proud to be an inclusive employer and our ambition is to cultivate a culture for all employees that respects their individual strengths, views and experiences. We believe that our differences and similarities enable us to be a better organisation - one that makes better decisions, drives innovation and delivers better regulation.
Within the workplace you will have access to various employee resource groups which aim to promote and achieve a healthy work / life balance and support our diversity ambitions.
Did you know? 50% of our Executive Committee were the first in their family to attend university.
Benefits of working at the FCA
- 25 days holiday per year plus bank holidays
- Hybrid working (work from home up to 60% of your time)
- Private healthcare with Bupa
- A non-contributory Pension of at least 8% of basic salary each month (there are several contribution levels that increase depending on your age - up to 12% a month once you reach age 35) . click apply for full job details