Senior Markets Compliance Lead

Posted 2 days 3 hours ago by Rothschild & Co

Permanent
Full Time
Other
England, United Kingdom
Job Description

Rothschild & Co seeks an experienced Senior Markets Compliance Officer to provide trusted regulatory advice and oversight across the Markets division. The role partners with front-office management to support strategic objectives while ensuring adherence to FCA requirements, MAR, MiFID II/MiFIR, and conduct risk expectations.

You will promote a strong compliance culture, lead risk assessments and regulatory change initiatives, and manage interactions with the FCA and market authorities,