Senior Compliance Lead, Retail Investments & Consumer Duty

A leading financial broker based in Greater London is seeking a Senior Compliance Officer to provide crucial advice on regulatory compliance for new and existing products. The ideal candidate will have over 7 years of experience in a senior compliance role, specifically in retail investments, and a strong understanding of FCA regulations. This role involves advising on consumer duty principles, training business units, and managing complex complaints. Excellent communication and stakeholder management skills are essential. Competitive salary and benefits offered.