Senior Compliance Lead - Retail Investments & Consumer Duty
Posted 5 days 15 hours ago by Compliance Professionals
£80,000 - £100,000 Annual
Permanent
Full Time
Other
London, City, United Kingdom, EC4M 9AD
Job Description
A financial services broker in the City of London is seeking a seasoned compliance professional. The role involves advising on product compliance, managing regulatory obligations, and providing training across teams. Candidates should possess over 7 years of experience in compliance with strong knowledge of FCA regulations, especially in retail investments. Excellent communication skills and strategic thinking are essential.