Senior Compliance Executive / Compliance Manager, , ETF Compliance Advisory
Posted 6 days 22 hours ago by 3000 Invesco UK Limited
Invesco is a leading independent global investment firm dedicated to delivering a wide range of investment strategies and vehicles to clients worldwide. This role is part of the ETF Compliance Advisory team in London, focusing on providing practical, risk-based compliance guidance across the full product lifecycle and collaborating with Compliance, Legal, Product, Distribution, and Investments.
Responsibilities- Serve as a key Compliance Advisory partner to the EMEA ETF Business, building relationships and providing timely, commercially minded compliance guidance.
- Review new product proposals and support product launches by identifying and advising on relevant compliance and regulatory considerations.
- Advise on changes to existing ETF products, including product governance requirements and regulatory implications.
- Review investor-facing materials, including PRIIPs KIDs and other product documentation, ensuring alignment with applicable regulatory requirements.
- Monitor and assess regulatory developments impacting the ETF industry and provide clear, actionable guidance to business stakeholders.
- Support the implementation of regulatory changes and contribute to business readiness initiatives.
- Deliver training and awareness sessions on regulatory developments, emerging risks, and compliance best practices.
- Partner closely with Compliance, Legal, and key business stakeholders to promote effective risk management and a strong culture of compliance.
- Champion fair customer outcomes, sound governance practices, and effective management of conflicts of interest.
- Proven Compliance experience within the asset management industry, ideally in an ETF, UCITS, or Compliance Advisory environment.
- Strong understanding of fund structures, ETF products, and the regulatory framework governing investment funds, particularly in Ireland.
- Solid knowledge of relevant regulations, industry standards, and Central Bank of Ireland requirements.
- Experience advising business stakeholders on product governance, regulatory change, and compliance matters.
- Bachelor's degree in Law, Finance, Business, or a related discipline.
- Ability to translate complex regulatory requirements into practical, business-focused advice.
- Strong stakeholder management skills with the confidence to influence and challenge constructively at all levels.
- Excellent communication and presentation skills, both written and verbal.
- Collaborative mindset with the ability to build trusted relationships across global teams.
- Strong organisational skills and the ability to manage competing priorities in a fast-paced environment.
At Invesco, you'll join a collaborative and inclusive environment where your expertise will directly influence business decisions and support the continued growth of our ETF platform. You'll work alongside experienced professionals across the organisation while developing your career within one of the world's leading asset managers.
Disability Confident SchemeApplicants who opt in to the Disability Confident Scheme and meet the criteria for the role will be offered an interview. We are committed to an inclusive recruitment process for all candidates who apply. Opting in indicates a disability solely for the purpose of the scheme. The scheme guarantees an interview but does not guarantee employment. To apply through the Disability Confident Scheme, apply via our external careers page and email confirming your wish to opt-in, along with your contact details and the title of the role.
Job Details- Full Time / Part Time: Full time
- Worker Type: Employee
- Job Exempt: Yes
- Workplace Model: Pursuant to Invesco's Workplace Policy, as of October 1, 2025, spending at least four full days per week in the role's advertised office.
If this sounds like you, we'd love to hear from you. We promote a working environment that welcomes everyone and creates inclusive teams. If you need adjustments during the application or interview process, please email with details of the adjustments needed.
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