Senior Compliance Assurance Manager (FS)

Posted 4 days 9 hours ago by JLP Insights & Media website

Permanent
Full Time
Other
London, United Kingdom
Job Description
Provide people management to the Compliance Assurance Managers (up to 3 individuals) when allocated and guidance to the Assurance Team overall regarding technical and operational matters. Oversee the delivery of review-based assurance activities in line with the Compliance Assurance Programme and review schedule. Monitor and support the completion of review work by the Compliance Assurance Managers. Complete targeted assurance work directly when required. Provide technical and operational oversight to Assurance Team members regarding regulation and John Lewis policy standards, monitoring techniques and compliance with Assurance team standards. Oversee and review core review documentation before submission for approval and publication. Manage the Compliance Assurance Team subject matter training, leading activities and sharing knowledge and expertise. Build and sustain effective working relationships, providing strong stakeholder management throughout the review process and when working with the leadership teams. Ensures Assurance reviews are input promptly and accurately onto the JLF risk management system. Escalate issues, weaknesses and or errors to the team lead as appropriate. Provides input to the development of the Compliance Assurance Programme, review schedule and operational processes for the Assurance function. UK Financial Services experience in insurance, consumer credit and or retail finance Excellent, proven Regulatory Compliance Assurance / Monitoring with prior management and or technical expert responsibilities Empathetic line management and coaching; building high performing teams Excellent direct and written communication skills Proven track record of engaging and influencing diverse stakeholders: considerable emotional intelligence and awareness Excellent data and results presentation with excellent attention to detail Extensive experience of successful open and collaborative working