Senior Compliance Associate - Asset Management

Posted 1 day 3 hours ago by Compliance Professionals

Permanent
Full Time
Other
London, United Kingdom
Job Description

Compliance Professionals in London seeks an asset-management compliance professional to join the Private Client team. You will conduct and document Customer Due Diligence for new clients and help oversee ongoing regulatory compliance.

The role covers monitoring UK and US requirements, preparing reports, reviewing promotions, and supporting policy development. You will collaborate with US colleagues, assist in training, and contribute to committee materials.