Senior Compliance & Regulatory Lead (Maternity Cover)
Posted 4 days 23 hours ago by Compliance Professionals
Permanent
Full Time
Other
London, United Kingdom
Job Description
Compliance Professionals is seeking a maternity-cover compliance professional to support the Vice President and assist the Head of Compliance with the generalist compliance function. The role includes governance, policy updates, and coordination across risk, regulatory reporting, and investor communications.
You will review UK financial promotions, oversee FCA returns and ICARA/IFPR activities, supervise junior staff, and contribute to annual reporting for listed and fund clients, with