Senior Compliance Advisor - Equities Regulation & Oversight

Rothschild & Co in the United Kingdom seeks a Senior second-line Compliance Officer to provide regulatory advisory and oversight across the Equities business-covering both execution (sales & trading) and research.

You will advise on MAR, best execution, order handling, inducements and MiFID II transaction reporting, support SMCR, governance, and risk monitoring while maintaining policy controls at a senior level.