Regulatory Operations & Compliance Analyst - DLT/Workflows/Market Structure-£600-Outside ir35

Posted 3 hours 46 minutes ago by Nicoll Curtin Technology

Contract
Not Specified
Other
London, United Kingdom
Job Description

Regulatory Operations & Compliance Analyst - DLT/Workflows/Market Structure - £600 - Outside ir35

An international electronic trading business, facilitating more than $2.5 trillion in average daily volume across over 3,000 global clients. Following continued expansion and ongoing investment in regulatory technology, They are looking for a Regulatory Operations & Compliance Analyst to join their international compliance function.

This position focuses on regulatory workflow design, trade-flow mapping and DLT-related market structure developments. You'll work across Compliance, Operations, Legal, Product and Technology to build scalable processes and ensure readiness for future models such as DLT-MTF and DLT-TSS.

Key responsibilities

  • Supporting client reconciliation across Legal, Compliance and Operations.

  • Designing cross-jurisdictional process swimlanes across products, venues and protocols.

  • Conducting DLT regulatory assessments including DLT-TSS/Settlement, CSDR considerations, recordkeeping, custody and transition models.

  • Mapping regulatory reporting and transaction reporting workflows (MiFIR/EMIR etc).

  • Producing end-to-end trade life cycle diagrams covering initiation through to settlement, exception handling and reporting obligations.

Required experience

  • Good knowledge of Fixed Income/e-trading, execution protocols and clearing models.

  • Understanding of MiFID II/MiFIR, EMIR, SFTR, CSDR and DLT Pilot Regime.

  • Experience with workflow design, process mapping and regulatory interpretation.

  • Strong analytical capability with advanced Excel; Visio essential, SQL/Python desirable.

  • Excellent documentation, organisation and stakeholder skills.

This is an ideal role for a highly analytical individual who enjoys regulatory problem-solving, complex workflows and shaping future market structure developments.