Regulatory Liquidity Reporting Controller - Vice President

The Liquidity Reporting Lead will validate and submit numerous PRA, EBA, and JFSA returns internally and to the regulator on a daily, weekly, monthly, and quarterly basis. This role is essential for managing the review and submission processes, supporting teams in producing regulatory liquidity metrics, explaining variances, proposing system improvements, maintaining governance frameworks, building MI and controls, and acting as a liaison among regulatory, treasury, project, and IT teams.

Responsibilities

• Validate and submit numerous PRA, EBA & JFSA returns internally and to the Regulator on a daily / weekly / monthly / quarterly basis, covering PRA110, LCR, ALMM, NSFR & Asset Encumbrance reporting.
• Manage the weekly review, challenge and submission process for the PRA110.
• Support the Mumbai team in the production of all Regulatory Liquidity Reporting metrics for Risk Appetite monitoring purposes.
• Explain key variances and trends through the preparation of commentaries & MI related to Liquidity flows across multiple Liquidity regimes (PRA, EBA, JFSA).
• Propose changes and lead User Acceptance Testing (UAT) for IT system improvements across the different Liquidity Regimes to improve automation and control.
• Maintain and review procedures and protocols for the end-to-end control & governance framework for Regulatory Liquidity Reporting.
• Assist in the build out of new MI and controls to enhance the timeliness & accuracy of regulatory reporting.
• Support interpretation, guidance and challenge on PRA, EBA and JFSA Liquidity regulations in partnership with the EMEA Regulatory Policy group.
• Act as a key liaison between Regulatory Reporting, Treasury Liquidity Management, Change/ Project teams, Regulatory Policy & IT.

Requirements

• Liquidity experience gained in an Investment Banking environment performing solo entity level reporting producing and validating PRA ILG (PRA110), LCR, ALMM, Asset Encumbrance & NSFR.
• Detailed knowledge of both PRA & EBA Liquidity regulations and reporting guidance.
• Familiarity with JFSA Basel III Liquidity rules would be a distinct advantage.
• Investment banking product knowledge (specifically Secured Financing, Unsecured & Derivatives) including front-to-back trade lifecycle knowledge and an understanding of their impact on Liquidity reporting.
• Strong IT Literacy, analytical and numerical skills.
• Familiarity with big data analytics tools (e.g. Tableau, Power BI, Alteryx) would be a distinct advantage.
• Previous experience as a Regulatory Reporting Controller is essential.
• Results focussed in a pressurised environment with tight reporting deadlines.
• Regulatory Reporting software experience (e.g. AXIOM) would be a distinct advantage.
• Experience with EBA/PRA submissions processes (XBRL wrappers, Taxonomy specifications, validation resolution).