Primary Markets Supervisor (Senior Associate) - 12-month FTC
Posted 1 day 22 hours ago by PSR Limited
Permanent
Not Specified
Banking & Financial Services Jobs
London, United Kingdom
Job Description
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domain and its sub-domains. It does not apply to content on or other domains.
This website is run by the Financial Conduct Authority. We are committed to inclusive design and ensuring that our web content is accessible to all.
For example, that means you should be able to:
AbilityNet has advice on making your device easier to use if you have a disability.
How accessible this website is We know some parts of this website are not fully accessible:
The Equality and Human Rights Commission (EHRC) is responsible for enforcing the Public Sector Bodies (Websites and Mobile Applications) (No. 2) Accessibility Regulations 2018 (the 'accessibility regulations'). If you're not happy with how we respond to your complaint, contact the Equality Advisory and Support Service (EASS) .
Technical information about this website's accessibility The Financial Conduct Authority is committed to making its website accessible, in accordance with the Public Sector Bodies (Websites and Mobile Applications) (No. 2) Accessibility Regulations 2018.
The content listed below is non-accessible for the following reasons.
Non-compliance with the accessibility regulations
Preparation of this Accessibility Statement This statement was prepared on 22nd July 2021. It was last reviewed on 22nd July 2021.
This website was last tested on 02/02/2021. Testing was carried out by Blazie Engineering using the Website Accessibility Conformance Evaluation Methodology (WCAG-EM) approach to deciding on a sample of pages to test.
Primary Markets Supervisor (Senior Associate) - 12-month FTC page is loaded Primary Markets Supervisor (Senior Associate) - 12-month FTC Apply locations London Leeds Leeds Edinburgh Edinburgh time type Full time posted on Posted 6 Days Ago time left to apply End Date: July 19, 2025 (9 days left to apply) job requisition id JR Senior Associate Regulatory
Division - Market Oversight
Department - Primary Market Oversight
Salary - Senior Associate - Level 7 pay banding applies (Salary offered will be based on skills and experience)
About the FCA
The FCA regulates the conduct of 45,000 firms in the UK to ensure our financial markets are honest, fair and competitive. Follow this link to find out more About the FCA .
The FCA's Primary Market Specialist Supervision (PMSS) team seeks an enthusiastic, self-motivated team player to join its Primary Market Oversight Department (PMO), part of the Market Oversight Directorate. PMO regulates UK primary market securities, handling high-profile, market-facing activities.
PMSS supervises primary market regimes, ensuring compliance with the Market Abuse Regulation (MAR) and overseeing sponsors, Primary Information Providers (PIPs) and proxy advisers. Sponsors guide listed issuers through major transactions like IPOs, PIPs disseminate regulatory information and proxy advisers support institutional investors with research and voting services.
As capital markets evolve, the FCA is refining listing and prospectus regulations, with sponsors playing a key role. PMSS prioritizes industry engagement, firm support and effective oversight to ensure market integrity.
What will you be doing?
We are a Disability Confident Employer; therefore, disabled people or individuals with long-term conditions who best meet the minimum criteria for a role will go through to the next stage of the recruitment process. (To learn more about the Disability Confident Scheme Click Here )
Minimum
We are proud to be an inclusive employer and our ambition is to cultivate a culture for all employees that respects their individual strengths, views and experiences. We believe that our differences and similarities enable us to be a better organisation - one that makes better decisions, drives innovation and delivers better regulation.
Within the workplace you will have access to various employee resource groups which aim to promote and achieve a healthy work / life balance and support our diversity ambitions.
Did you know? 50% of our Executive Committee were the first in their family to attend university.
Benefits of working at the FCA
We welcome applications from candidates who are looking for flexible arrangements. Many of our staff work flexibly including working part-time . click apply for full job details
domain and its sub-domains. It does not apply to content on or other domains.
This website is run by the Financial Conduct Authority. We are committed to inclusive design and ensuring that our web content is accessible to all.
For example, that means you should be able to:
- zoom in up to 300% without the text spilling off the screen
- navigate most of the website using just a keyboard
- navigate most of the website using speech recognition software
- listen to most of the website using a screen reader (including the most recent versions of JAWS, NVDA and VoiceOver)
AbilityNet has advice on making your device easier to use if you have a disability.
How accessible this website is We know some parts of this website are not fully accessible:
- Checkboxes are not accessible using standard voice commands.
- Some radio buttons are not given group titles when tabbing to them using a screen reader.
- Edit combo fields with options lists can be difficult to navigate to with voice commands when the field is completed.
- The programmatic labelling of edit combo fields with options lists is not clear when using a screen reader.
- the web address (URL) of the content
- your name and email address
- the format you need - for example large print, braille or audio
The Equality and Human Rights Commission (EHRC) is responsible for enforcing the Public Sector Bodies (Websites and Mobile Applications) (No. 2) Accessibility Regulations 2018 (the 'accessibility regulations'). If you're not happy with how we respond to your complaint, contact the Equality Advisory and Support Service (EASS) .
Technical information about this website's accessibility The Financial Conduct Authority is committed to making its website accessible, in accordance with the Public Sector Bodies (Websites and Mobile Applications) (No. 2) Accessibility Regulations 2018.
The content listed below is non-accessible for the following reasons.
Non-compliance with the accessibility regulations
- Checkboxes are not accessible using standard voice commands such as "Click checkbox" and can only be accessed by using "Tab" commands. This fails WCAG 2.1 success criterion 1.3.1 ( Information & Relationships ).
- Some radio buttons are not given group titles when tabbing to them using a screen reader. This fails WCAG 2.1 success criterion 1.3.1 ( Information & Relationships ).
- Edit combo fields with options lists can be difficult to navigate to with voice commands when the field is completed. This fails WCAG 2.1 success criterion 1.3.1 ( Information & Relationships ).
- The programmatic labelling of edit combo fields with options lists is not clear when using a screen reader. This fails WCAG 2.1 success criterion 1.3.1 ( Information & Relationships ).
Preparation of this Accessibility Statement This statement was prepared on 22nd July 2021. It was last reviewed on 22nd July 2021.
This website was last tested on 02/02/2021. Testing was carried out by Blazie Engineering using the Website Accessibility Conformance Evaluation Methodology (WCAG-EM) approach to deciding on a sample of pages to test.
Primary Markets Supervisor (Senior Associate) - 12-month FTC page is loaded Primary Markets Supervisor (Senior Associate) - 12-month FTC Apply locations London Leeds Leeds Edinburgh Edinburgh time type Full time posted on Posted 6 Days Ago time left to apply End Date: July 19, 2025 (9 days left to apply) job requisition id JR Senior Associate Regulatory
Division - Market Oversight
Department - Primary Market Oversight
Salary - Senior Associate - Level 7 pay banding applies (Salary offered will be based on skills and experience)
About the FCA
The FCA regulates the conduct of 45,000 firms in the UK to ensure our financial markets are honest, fair and competitive. Follow this link to find out more About the FCA .
The FCA's Primary Market Specialist Supervision (PMSS) team seeks an enthusiastic, self-motivated team player to join its Primary Market Oversight Department (PMO), part of the Market Oversight Directorate. PMO regulates UK primary market securities, handling high-profile, market-facing activities.
PMSS supervises primary market regimes, ensuring compliance with the Market Abuse Regulation (MAR) and overseeing sponsors, Primary Information Providers (PIPs) and proxy advisers. Sponsors guide listed issuers through major transactions like IPOs, PIPs disseminate regulatory information and proxy advisers support institutional investors with research and voting services.
As capital markets evolve, the FCA is refining listing and prospectus regulations, with sponsors playing a key role. PMSS prioritizes industry engagement, firm support and effective oversight to ensure market integrity.
What will you be doing?
- Establishing and maintaining relationships with sponsor firms and PIPs through regular communication
- Gaining insight into firms, their teams, and their systems and controls
- Evaluating technical issues and applying regulatory expertise to address them
- Overseeing and conducting desk-based or onsite reviews of sponsors and corporate finance firms
- Reviewing applications from firms seeking approval as sponsors, PIPs, or proxy advisers
- Delivering feedback to firms and taking necessary actions accordingly
- Develop expertise in primary markets regulation with tailored training, coaching, and guidance, supporting technical knowledge growth.
- Gain unique insights into corporate transactions making headlines, with hands-on experience assessing complex cases.
- Broaden regulatory experience by collaborating with a range of stakeholders, including senior industry professionals and regulatory bodies
- Lead or support key projects across primary markets regimes, policy work, and corporate finance compliance assessments
- Contribute to supervisory strategies, shaping approaches to financial regulation and market integrity
- Work within an inclusive culture with flexible arrangements that support a balanced approach to professional and personal commitments.
We are a Disability Confident Employer; therefore, disabled people or individuals with long-term conditions who best meet the minimum criteria for a role will go through to the next stage of the recruitment process. (To learn more about the Disability Confident Scheme Click Here )
Minimum
- Proven experience working in primary markets whether in corporate finance, investment banking compliance or regulation
- Confident and clear communicator, adept at both written and verbal expression
- Strong decision-making and intuition, knowing when to escalate and how to navigate complexity
- Proactive risk and opportunity management, ensuring stakeholder impact is considered
- Effective collaborator, fostering teamwork across diverse cases and projects
- Supportive and adaptable, creating an inclusive and engaging work environment
- Empathetic influencer and negotiator, using versatile techniques to inspire alignment
We are proud to be an inclusive employer and our ambition is to cultivate a culture for all employees that respects their individual strengths, views and experiences. We believe that our differences and similarities enable us to be a better organisation - one that makes better decisions, drives innovation and delivers better regulation.
Within the workplace you will have access to various employee resource groups which aim to promote and achieve a healthy work / life balance and support our diversity ambitions.
Did you know? 50% of our Executive Committee were the first in their family to attend university.
Benefits of working at the FCA
- 25 days holiday per year plus bank holidays
- Hybrid working (work from home up to 60% of your time)
- Private healthcare with Bupa
- A non-contributory Pension of at least 8% of basic salary each month (there are several contribution levels that increase depending on your age - up to 12% a month once you reach age 35)
- Life assurance of eight times your basic salary
- Income protection
We welcome applications from candidates who are looking for flexible arrangements. Many of our staff work flexibly including working part-time . click apply for full job details