Paraplanner Manager
Posted 3 hours 46 minutes ago by Artemis Recruitment Consultants Ltd
Senior Compliance Monitoring Executive
Salary: £40,000 - £50,000 (DOE)
Job Type: Full-time, Permanent
Looking to move from Paraplanning into a more technical, supervisory role?
We are recruiting for a Senior Compliance Monitoring Executive to join a well-established financial planning firm. This role would suit a Diploma-qualified Paraplanner or Senior Paraplanner who wants to focus on technical oversight and quality control rather than general compliance administration.
You will play a key role in reviewing paraplanning work, ensuring suitability standards are met, and maintaining high-quality client outcomes across the financial planning process.
Key Responsibilities- Conduct file reviews and compliance monitoring checks
- Review and assess paraplanners' work for accuracy and suitability
- Provide constructive feedback and technical guidance
- Identify trends, risks, and areas for improvement
- Support continuous improvement in advice standards
- Minimum Level 4 Diploma qualified (essential)
- Background in financial planning, ideally paraplanning/senior paraplanning
- Strong technical knowledge and understanding of suitability requirements
- Excellent attention to detail and analytical skills
- Confident communicator with a collaborative approach
- Opportunity to step into a more strategic, supervisory role
- Focus on financial planning quality and client outcomes
- Competitive salary of £40,000 - £50,000 depending on experience
Interested? Apply today or get in touch for a confidential discussion.