Legal Compliance Manager

Overview

Legal Compliance Manager - Location: Leicestershire; Salary: Competitive, dependent on experience.

Are you a proactive Compliance Manager looking to oversee and manage all aspects of regulatory compliance.

About the Role

As Compliance Manager, you will play a pivotal role in ensuring the firm meets its obligations under the SRA Standards and Regulations, anti-money laundering (AML) legislation, data protection (GDPR), and other relevant frameworks. You will also lead the handling and resolution of client complaints, supporting a culture of compliance and risk awareness firm-wide.

Key Responsibilities

• Develop, implement, and maintain firm-wide compliance policies and procedures
• Monitor compliance with SRA Standards, AML, GDPR, and financial crime prevention laws
• Lead investigation and resolution of client complaints in line with requirements
• Manage processes relating to professional negligence claims and liaise with insurers
• Conduct internal audits and compliance reviews
• Deliver training and guidance on compliance to staff at all levels
• Maintain compliance registers and support risk mitigation strategies
• Work collaboratively with the Operations Board and regulatory bodies
• Assist with professional indemnity insurance renewals and risk assessments

What We're Looking For

• Proven compliance experience in the UK legal sector
• Strong understanding of SRA Standards, AML, GDPR, and related regulations
• Exceptional attention to detail and strong organisational skills
• Confident communicator able to engage across all levels of the firm

How to Apply

If you're passionate about compliance and want to contribute to a firm that values integrity and professionalism, we'd love to hear from you.