Global Regulatory Exams and Inquiries Officer - London
Posted 11 hours 6 minutes ago by Bloomberg L.P.
Global Regulatory Exams and Inquiries Officer - London
Location: London
Business Area: Legal, Compliance, and Risk
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Description & RequirementsOur Team:
Bloomberg's Legal & Compliance Department plays a critical role in supporting our businesses and operations around the world. We move quickly and thoughtfully to help address a variety of complex issues that come with being the world's leading financial news and information company. Our team is made up of talented and hardworking legal and compliance professionals who think creatively and work collaboratively in an open environment to deliver results, drive innovation, and solve difficult problems. We are committed to a workplace where all of our employees can thrive regardless of background, and where everyone feels empowered to make an impact. We also recognize the importance of giving back to our communities as evidenced by our award-winning pro bono program!
The Global Compliance, Legal and Risk teams provide coverage of Bloomberg's regulated entities and products, including support for Bloomberg's non-regulated products and services. We work to address regulatory and operational issues, ensure compliance with current/developing rules and regulations, and correspond with regulators. We are currently looking for an experienced individual to work within our Shared Risk and Compliance team.
What's The Role?
As the Global Exam Management and Regulatory Inquiries Officer, you will work with the Global Regulatory Engagement Lead, the Chief Risk Office and Global Compliance teams, and key Business colleagues. Your expertise will be instrumental in leading responses to regulatory examinations and inquiries and to help develop the global regulatory engagement program to ensure a successful outcome for Bloomberg and its regulated entities. In addition, as your understanding of Bloomberg products develops, you will support the firmwide risk management program and have the ability to identify, and escalate top and emerging risks to Senior Management and Risk / Compliance Management.
You'll Need To HaveBachelor's degree in Finance, Law, Business or related field; Master's degree preferred
10 years of experience in Regulatory Affairs, Compliance, and/or Risk Management, preferably at a banking or a financial services organization or at a financial services regulator
Substantial expertise in successfully delivering Regulatory Exams and Inquiries globally across various regulatory regimes
Understanding of regulatory risk management, internal controls, root cause analysis, financial products, and services
Strong verbal and written communication skills
Proven senior stakeholder management skills
Ability to work in a dynamic environment, building and maintaining a network of contacts, and coordinating with several partners across our company
Enthusiastic, self-motivated, and effective under pressure
The ability to work creatively and efficiently, to assist with building a program that's deeply practical, risk-focused, and conscious of business and control partners' needs
Strong team player skills in order to guide organizational change and collaborate with key partners across various levels
Please note we use years of experience as a guide but we certainly will consider applications from all candidates who are able to demonstrate the skills necessary for the role.
Experience interacting directly with APAC and EMEA regulators
International experience, especially in Europe or Asia
Knowledge of financial markets and products including financial technology, trading platforms and operations
Apply if you think we're a good match. We'll get in touch to let you know what the next steps are, but in the meantime feel free to have a look at this:
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