Global Head KYC Onboarding

Quick Registration First Name Last Name e-mail Phone Sector Location

Our client is a Global Financial Broking firm in London.

Client Onboarding KYC Associate. 5 days a week in

Administration Assistant - Financial Services

Our client is a Financial Market making company in

Our client is a Wealth and Asset Management firm in

Date: 28 Apr 2023
Sector: FINANCIAL MARKETS
Type: Permanent
Location: London
Salary: £90000 - 100000 per annum
Email:
Ref: DB

Our client is looking for a Global Head of KYC Onboarding Supervisor to manage and oversee a team and ensure all efforts are aligned and focused on delivering quality throughput of files resulting in complete and timely onboarding of clients.

This role is working for a Global Institutional Broker, onboarding Banks, Hedge Funds, Trading Firms, and other Financial Institutions.

Accountabilities

• Processing client cases and acting as SME escalation within the Onboarding team
• Approval of low and medium risk accounts
• Supervise the customer onboarding team, primarily focused on London Head Office:
• Capacity management, including prioritization
• Coaching and supporting your team including performance management
• Complete file reviews (KYC, account opening documentation, admin) and sign off Low and Medium risk accounts
• Ensuring files are compliant with appropriate regulation and in line with firm's policies
• Ensure that appropriate client documentation is issued to all new customers and in accordance with local regulatory and any exchange requirements
• Acting as point of escalation for the onboarding team
• Ensure that complete records of all customer documentation are maintained
• Timely escalation of issues/developments
• Facilitating quality assurance feedback sessions with Financial Crime team
• Assist with the implementation of changes within the department (regulatory, operational) and always endeavour to streamline processes and procedures for a better client experience

Essential Skills & Experienced Required

• Direct line management experience of 1+ years (global) of onboarding teams
• Managed teams through transitions
• KYC experience of 5+ years
• Onboarding experience of 5+ years
• Work collaboratively in high-pressure environment