Financial Services Regulation Associate (2-6 PQE)

Posted 1 day 4 hours ago by Taylor Root Dusseldorf

Permanent
Full Time
Other
London, United Kingdom
Job Description
Financial Services Regulation Associate (2-6 PQE) - Central London About the Firm

A leading US law firm with a strong London presence and a top tier private equity and funds platform. The firm is known for advising sponsors, asset managers and financial institutions on complex, cross border matters, with regulatory expertise closely embedded within its transactional practices.

The Role

This role sits within a non contentious financial services regulation team advising asset managers, investment firms and regulated financial institutions on UK and EU regulatory matters.

The practice supports a wide range of transactional and advisory work, including regulatory authorisations and variations, regulatory perimeter issues, conduct and prudential requirements, change in control processes and the regulatory aspects of M&A, fund formation and private capital transactions. The work is deal driven and highly commercial, with close collaboration alongside corporate, funds and finance teams.

What They're Looking For
  • England & Wales qualified associate with 2-6 years' PQE.
  • Experience in financial services regulation, ideally non contentious.
  • Background advising asset managers, investment firms or financial institutions on UK and/or EU regulatory issues.
  • Exposure to matters such as authorisations, ongoing compliance, regulatory structuring or transaction related regulatory work.
  • Comfortable working in fast paced, sponsor led environments with a strong commercial focus.
Why Apply?

This is a strong opportunity to join a high quality regulatory practice that sits at the heart of a leading private equity and funds platform. The role offers exposure to sophisticated, cross border matters, early responsibility and the chance to develop a market relevant regulatory skillset within a transactional context.