Financial Regulatory Solicitor - Non Contentious

OUR CLIENT

Leading global law firm

THE ROLE

We have been instructed on a vacancy for a qualified lawyer (2-4 PQE) to join a leading Financial Services Regulatory team.

The role will focus on non-contentious advisory work for investment managers and funds, providing practical, commercial guidance on UK and EU regulatory issues and supporting clients on cross-border matters.

Duties will include

• Advising on the FCA Handbook
• Interpreting and applying MiFID II and AIFMD, including distribution, marketing and disclosure requirements
• Preparing and reviewing documentation
• Advising on SMCR governance, conduct and fitness & propriety issues, including training and briefing senior management
• Providing transactional regulatory support
• Working closely with colleagues in London and overseas

The role offers early responsibility, direct partner exposure and a high calibre client base in the investment management sector.

THE CANDIDATE

You will have 2-4 PQE gained working in a leading financial services regulatory practice

Strong working knowledge of the FCA/PRA regimes, FSMA, MiFID II, AIFMD and related UK/EU regulations

You will be ready to make a career move to a highly rewarding and challenging international role