Compliance Officer - Specialist City Law Firm
Posted 1 day 1 hour ago by QED Legal LLP
Location: London (Hybrid)
Salary: £40,000 - £45,000
We're working with a reputable law firm seeking a Compliance Analyst to join their team and ensure adherence to professional standards, internal policies, and legislation.
This role offers an opportunity to be part of a high-performing compliance team and play a key role in safeguarding the firm's reputation, with potential for progression in a fast-growth compliance function.
The Job- Conduct conflict of interest checks and maintain accurate assessment records.
- Analyse conflict search results and escalate issues when necessary.
- Carry out client due diligence (CDD) and Know Your Client (KYC) checks.
- Perform sanctions and politically exposed persons (PEP) screenings.
- Monitor regulatory developments and assist in updating internal policies.
- Conduct internal audits, support investigations, and prepare compliance reports.
- Liaise with regulatory bodies such as the SRA on compliance matters.
- Deliver training and guidance to staff on compliance issues.
- Degree in Law, Business, or a related field (preferred).
- Experience in compliance, regulation, or risk, ideally within a legal environment.
- Strong understanding of the UK regulatory framework, including the SRA Handbook.
- Excellent analytical, communication, and organizational skills.
- Ability to work independently and collaboratively.
This is an excellent opportunity for someone looking to grow their compliance career within a supportive and reputable legal setting. It offers the chance to expand your compliance expertise quickly surrounded by great leaders.
Interested?
Reach out for a confidential conversation.