Compliance Monitoring Analyst - Financial Services

Posted 10 days ago by Seven Investment Management

Permanent
Full Time
Other
England, United Kingdom
Job Description

Seven Investment Management seeks a Compliance Assurance professional to execute elements of the Compliance Monitoring Assurance Plan across the 7IM Group. You will report to the Senior Compliance Manager, with opportunities to support the wider Risk & Compliance Team and interact with the Head of Compliance Assurance and Chief Risk Officer.

You will undertake risk-based monitoring, produce reports for the business, maintain issue records, work with teams to resolve issues, and contribute to