Compliance Monitoring Analyst - Financial Services
Posted 10 days ago by Seven Investment Management
Permanent
Full Time
Other
England, United Kingdom
Job Description
Seven Investment Management seeks a Compliance Assurance professional to execute elements of the Compliance Monitoring Assurance Plan across the 7IM Group. You will report to the Senior Compliance Manager, with opportunities to support the wider Risk & Compliance Team and interact with the Head of Compliance Assurance and Chief Risk Officer.
You will undertake risk-based monitoring, produce reports for the business, maintain issue records, work with teams to resolve issues, and contribute to