Compliance Manager - 6m FTC
Posted 10 days 12 hours ago by Compliance Professionals
Permanent
Not Specified
Other
London, United Kingdom
Job Description
THE COMPANY: Our client is a leading alternative asset management firm, looking to hire a Compliance Manager on a 6 month FTC basis. It's essential that this person has MCO (MyComplianceOffice) experience. THE RESPONSIBILITIES:
- Review and update all brokerage accounts in MCO
- Update all brokerage feeds across MCO, identifying and remediating unmatched accounts
- Work with MCO to identify potential new feeds into MCO.
- Undertaking tasks within the KYE area of MCO to identify Conflicts of Interest across the business
- Development of reporting within MCO
- Development of a leavers process within MCO
- Documentation of Central Compliance processes
- Extensive experience of MCO especially with respect to employee brokerage accounts and broker feeds
- Control Room experience / background preferred
- Experience working in an Investment / Wholesale Bank, PE & Asset Managers with €1bn + AUM or Leveraged Finance organisation.
- 5+ years compliance experience.
- Degree in Law, Finance, Accounting, Economics, Business Admin or similar preferred but relevant experience will also be considered.
- Knowledge/ Experience of European and FCA regulation.