Compliance Auditor

Posted 10 hours 16 minutes ago by HAYS

£35,000 - £40,000 Annual
Permanent
Not Specified
Other
North, United Kingdom
Job Description
Compliance Auditor Remote Some Travel Required from £35-£40k PA DOE Experience Required

Your new company
You will be working for a leading professional body for property agents, committed to promoting the highest standards in the industry. As part of our Compliance Team, you'll be joining a respected organisation that supports its members in meeting legislative and regulatory obligations. Working to protect consumers and raise standards across the property sector through guidance, education, and robust compliance monitoring.

Your new role
As a Compliance Auditor, you will play a key role in ensuring that member firms are managing their client accounts in line with the Conduct and Membership Rules. You will carry out a combination of site visits and desk-based reviews to inspect client account records and accounting procedures.
Your responsibilities will include:

  • Monitoring compliance with legislation such as Anti-Money Laundering, Client Money Protection, and Energy Performance Certificate requirements.
  • Identifying procedural weaknesses and recommending improvements.
  • Producing detailed written reports for the Compliance Manager and members.
  • Advising on compliance matters and supporting firms in achieving regulatory standards.
  • Contributing to risk-based inspection planning and the development of compliance strategies.
  • Liaising with Compliance Case Officers on significant breaches.
  • Representing the company at meetings and events, and occasionally contributing to media and policy content.
You'll work independently, manage your own workload, and help shape the future of compliance within the organisation.
This is a remote working role, with 2 days travel per month to Warrick.


What You'll Need to Succeed
To be successful in this role, you will need:
  • Proven experience in accounting, auditing, or a related field
  • A degree-level education
  • Strong critical thinking and problem-solving skills
  • Excellent attention to detail and accuracy
  • The ability to work independently and manage multiple priorities
  • Clear and confident communication skills, both written and verbal
  • A proactive, self-motivated approach and a commitment to high standards


What you'll get in return
In return, you'll benefit from:
  • A varied and impactful role within a respected professional body
  • The opportunity to influence compliance practices across the property sector
  • A supportive and collaborative team environment
  • Opportunities to contribute to policy development and professional guidance
  • The chance to represent the company at industry events and contribute to thought leadership
  • 23 days annual leave, rising to 25 after 2 years and 28 after 5 years.
  • Company sick pay
  • Birthday leave
  • Health cashplan including an employee assistance programme
  • Insurance (death in service) - 4 x annual salary
  • Up to £40k per annum.

What you need to do now

If you're interested in this role, click 'apply now' to forward an up-to-date copy of your CV, or call us now.
If this job isn't quite right for you, but you are looking for a new position, please contact us for a confidential discussion about your career.
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