Compliance Assurance Officer - VP Level (VN2564)

Compliance Assurance Officer - VP Level (VN2564)

London, GB Full-Time Compliance

About Marex

Marex Group plc (NASDAQ: MRX) is a diversified global financial services platform providing essential liquidity, market access and infrastructure services to clients across energy, commodities and financial markets. The group provides comprehensive breadth and depth of coverage across four core services: clearing, agency and execution, market making, and hedging and investment solutions. It has a leading franchise in many major metals, energy and agricultural products, with access to 60 exchanges. The group provides access to the world's major commodity markets, covering a broad range of clients that include some of the largest commodity producers, consumers and traders, banks, hedge funds and asset managers. With more than 40 offices worldwide, the group has over 2,300 employees across Europe, Asia and the Americas.

To support the Head of Compliance Assurance with the Compliance Assurance programme, leading reviews to verify the adequacy and effectiveness of controls in place to ensure the Firm's compliance with applicable regulations.

Responsibilities:

• Lead risk-based desk and thematic reviews as per the annual Compliance Assurance Plan, including scoping, testing and report drafting.
• Validate remediation actions stemming from assurance work, to ensure effective completion.
• Facilitate the Compliance Risk Assessments process which report on the regulatory risks and controls in place.
• Build strong and collaborative working relationships within Compliance globally and support the regions with Risk Assessment methodology and Assurance activities.
• Support the Compliance team by undertaking ad hoc compliance related activities such as regulatory information requests, investigations, or incident related root cause analysis.
• Collaborate with key stakeholders in the business and risk & control functions for integrated and consistent risks assessments approach.
• Maintain accurate and complete records of all work carried out during reviews.
• Identify industry best practise and share insights with the rest of the team.

Skills & Experience:

• Significant experience working in a Compliance Monitoring/Testing/Assurance, Advisory or Audit role within a UK regulated financial institution.
• Experience of equities and private side testing programmes would be beneficial but not essential.
• Broad knowledge of compliance regulation and in-depth understanding of compliance risks, assessments methodology and assurance activities.
• Skilled at stakeholder management and ability to work closely with multiple internal stakeholders at all levels.
• Proactive, flexible, self motivated and resilient in a fast paced environment.
• Able to multi task, prioritize and deliver high quality results with tight deadlines.
• Excellent written, verbal and interpersonal skills - authentic and relationship focused.
• Proficient in Excel and Word, without being over reliant on technology.
• Experience or interest in data and analytics beneficial.

If you're forging a career in this area and are looking for your next step, get in touch!

Marex is fully committed to being an inclusive employer and providing an inclusive and accessible recruitment process for all. We will provide reasonable adjustments to remove any disadvantage to you being considered for this role. We value the differences that a diverse workforce brings to the company. We welcome applications from candidates returning to the workforce. Also, Marex is committed to avoiding circumstances in which the appearance or possibility of conflicts of interest may exist within the hiring process.

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