Compliance Associate / Analyst
Posted 3 days 2 hours ago by cer Financial Ltd
Compliance Associate / Analyst
City of London
Permanent
cer Financial are working alongside a bank who are based in the City of London. They are seeking a Compliance Associate / Analyst to work with them on a permanent basis.
The responsibilities of the candidate will include:
Support delivery of the Compliance Monitoring Programme in line with Financial Conduct Authority and Prudential Regulation Authority requirements
Identify and monitor regulatory and financial crime risks across the business
Assist in developing compliance frameworks, policies, and procedures
Conduct horizon scanning and assess regulatory changes
Provide compliance advice and support reporting and regulatory submissions
Help investigate and resolve compliance issues
Support financial crime activities (CDD, sanctions, risk assessments, control testing) alongside the Deputy MLRO
Contribute to trade surveillance, communications monitoring, and policy reviews
Provide cover for the Compliance Manager and assist with ad hoc projects
The successful candidate will have:
Bachelor's degree in law, finance, risk or related discipline preferred
Professional qualification (e.g., ICA, CAMS, or equivalent) an advantage although not essential
1-3 years of experience in compliance within wholesale banking and/or trade finance
A good understanding of regulatory rules/laws, industry issues and business operations
Knowledge of financial crime and regulatory requirements