Compliance & Risk Officer

Posted 11 days 18 hours ago by Prestige Recruitment Group

£80,000 - £100,000 Annual
Permanent
Not Specified
Other
Lancashire, Liverpool, United Kingdom, L1 9
Job Description

Compliance & Risk Officer
Liverpool, Merseyside

Salary dependent on experience

We are recruiting on behalf of a leading FCA regulated financial services organisation seeking an experienced Compliance Officer with a strong background in investments and pensions.

Key Requirements (Essential)
  • Proven compliance experience within investments and/or pensions
  • Strong knowledge of the Financial Services UK regulatory framework
  • Experience conducting compliance monitoring or internal audit
  • Background in retail investments and/or pensions
  • Experience handling breaches and regulatory reporting
The Role
  • Deliver compliance monitoring reviews
  • Investigate and resolve breaches
  • Conduct regulatory impact assessments
  • Produce board level compliance MI
  • Support regulatory change and policy updates

Applicants must have direct compliance experience within investments and pensions to be considered.

Apply now for a confidential discussion.