Compliance Analyst, Officer

Posted 12 days 22 hours ago by Jobtailor

Permanent
Full Time
Other
Dublin, Ireland
Job Description
Responsibilities
  • Implement the firm's risk based compliance monitoring program, through effective execution of compliance monitoring testing and advisory reviews.
  • Analyze and interpret regulatory and legislative changes.
  • Assess compliance breaches, working with the business to remediate compliance issues.
  • Prepare timely and accurate reporting for regulators and clients.
  • Draft executive management reporting, activity metrics and program status updates.
  • Actively contribute to State Street Investment Management's global ESG compliance program, including monitoring regulatory change, contribute to creation and review of ESG disclosures, supporting the business in client ESG queries, completion of high quality ESG monitoring, compliance advisory reviews, gap analysis, and testing reviews.
Requirements
  • Education to degree level, preferably in law, finance, business or related discipline.
  • Additional compliance, investment fund, asset management or related certifications.
  • Minimum of 2 year relevant compliance experience within asset management or investment funds.
  • Fluent English is a must, any other languages are an advantage.
  • Proactive and solutions-oriented individual, with proven ability to excel in a dynamic and fast-paced environment.
  • Effective time management and prioritization of tasks.
  • Excellent research skills and attention to detail.
  • Prior experience in effective execution of compliance monitoring reviews or controls testing.
  • Practical experience working with UCITS, AIFMD, MiFID, and ESG rules in the European Union.
  • Technical knowledge of global ESG rules a distinct advantage.