Client Onboarding KYC Associate
Posted 23 hours 4 minutes ago by Taylor James Resourcing
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Our client is a Global Financial Broking firm in London.
Client Onboarding KYC Associate. 5 days a week in
Administration Assistant - Financial Services
Our client is a Financial Market making company in
Our client is a Wealth and Asset Management firm in
We are looking for a Client Onboarding KYC Associate to join the compliance onboarding team of a global broking organization. The ideal candidate will have five years of KYC and AML experience within the financial markets, preferably with a background onboarding both Clearing and Execution clients in the exchange-traded futures and options arena.
Duties and Responsibilities:
- Perform forensic review of client documentation in accordance with FCA Know Your Customer and Anti-Money Laundering Rules.
- Prepare client application packs diligently for Anti-Money Laundering, Compliance, Credit, and Risk review.
- Support and assist management with client applications and documentation requirements.
- Liaise with sales teams and clients to resolve account application questions and issues.
- Create and maintain accurate client information and static data on internal systems.
- Assist with project work as required.
- Perform other duties as assigned.
Experience & Skills Required:
- At least 2 years of progressive experience with industry rules and regulations.
- Experience using internal and external systems; prior experience with DOCS system is advantageous.
- Effective written and verbal communication skills for client and internal interactions.
- Self-motivated, organized, and able to meet deadlines.
- Strong organizational and analytical skills.
- Good team player.
- Bachelor's Degree in Business or equivalent industry experience.