Auditor - Asset & Wealth Management (Internal Audit)
Posted 6 hours 34 minutes ago by NACBA
The Asset Management and Wealth Management (AMWM) Team within Audit Services is responsible for providing assurance on Northern Trust's wealth and asset management capabilities. As a direct report to a Senior Audit Manager, the Auditor conducts and documents routine audit examinations, completing the audit in accordance with stated budget, timeframes, and Department Policies and Standards. The Auditor provides input to improve operational efficiency and enhance the design or operating effectiveness of the internal control environment.
Major Duties- Supervised; developing audit independence
- Execute portions of planning/testing
- Developing understanding of audit methodology/standards
- Support contribution to workpapers
- Identify Data Analytics opportunities
- Complete portions of Planning Documentation
- Attend walkthroughs, collect materials
- Draft risk and controls
- Low or moderate complexity/risk
- Complete testing; assist in approach, manage budget, escalates issues
- Assist in drafting issues for Audit Report
- Issue Validation
- Performs testing
- Knowledge of auditing in the financial services industry and basic accounting principles
- Interest in pursuing professional certifications (e.g., CPA, CISA, CIA, ACA, ACCA) and/or an MBA with demonstrated technical abilities in select areas (e.g., accounting, regulatory compliance)
- Strong analytical, organizational and communication skills required to conduct audits
- Strong report writing and workpaper documentation skills
- A College or University degree and 1+ years of auditing and/or systems experience in a financial institution or similar public accounting experience in the financial services industry preferred
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